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Stuart Anthony Cahill

CRD# 2556996·Registered 1994 - 2022
Previously Registered: Being a previously registered professional could mean that Stuart is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stuart Anthony Cahill was a registered financial advisor. Stuart was a previously registered financial professional and started their career in finance 1994 - 2022. Stuart had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

LIBERTY ADVISOR MANAGED ASSETS, INC.·CRD# 175392
RIA
Kingston, PA
October 16, 2017 - May 25, 2022
CHANCELLOR FINANCIAL GROUP WB LP·CRD# 159563
RIA
Wilkes-barre, PA
April 24, 2014 - September 12, 2017
KOVACK ADVISORS, INC.·CRD# 140808
RIA
Kingston, PA
April 16, 2013 - April 1, 2014
TRIAD ADVISORS LLC·CRD# 25803
RIA
Forty Fort, PA
October 13, 2006 - March 1, 2013
TRIAD ADVISORS LLC·CRD# 25803
BD
Forty Fort, PA
November 15, 2004 - March 1, 2013
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
January 1, 1999 - November 15, 2004
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
January 1, 1999 - November 15, 2004
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
November 17, 1994 - December 16, 1998

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Current Firm

LA
LIBERTY ADVISOR MANAGED ASSETS, INC.

ALTERRA WEALTH MANAGEMENT | LIBERTY ADVISOR MANAGED ASSETS, INC. | LIBERTY ADVISOR MANAGED ASSETS INC. | LIBERTY ADVISOR MANAGED ASSETS | LASALLE FINANCIAL GROUP, LLC | LAMA

CRD#: 175392

Contact Information

Main Address

Andover, MN

Phone Number

(866) 688-5262

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

132

AUM (Assets Under Management)

$15,028,294

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ALTERRA WEALTH MANAGEMENT: 250 Pierce St, Suite 206, Kingston PA 18704-5149, PARENT COMPANY FOR INVESTMENT & FIXED INSURANCE BUSINESS, OWNER, 10% OF TIME SPENT. Since 05/2006. 3)TAX PREPARATION - 250 Pierce St, Suite 206, Kingston PA 18704-5149, TAX RETURN PREPARATION AND TRANSMITTAL, TAX PREPARER, 5% OF TIME SPENT.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1994About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Mar 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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