Erik Aarts

TOUCHSTONE ADVISORS

Hoboken, NJ

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CRD#: 2556961

Professional summary

Erik Aarts, CIMA®, who also goes by Erik Marcel Aarts, Erik Aarts, is a registered financial advisor currently at TOUCHSTONE ADVISORS INC located in Hoboken, New Jersey and TOUCHSTONE SECURITIES, INC. located in Cincinnati, Ohio.

Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Erik has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erik Marcel Aarts | Erik Aarts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Aarts's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

June 9, 2021 - Present

TOUCHSTONE ADVISORS INC

RIA

CRD#: 107028

Hoboken, NJ

Current

June 10, 2021 - Present

TOUCHSTONE SECURITIES, INC.

Office #1: 303 Broadway Suite 1100, Cincinnati, OH 45202

CRD#: 1526

CINCINNATI, OH

Past

February 14, 2011 - April 29, 2020

PIMCO INVESTMENTS LLC

CRD#: 154957

NEW YORK, NY

Past

February 21, 2003 - August 17, 2007

ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC

RIA

CRD#: 108057

STAMFORD, CT

Past

June 26, 2000 - February 14, 2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOUCHSTONE ADVISORS INC

CRD#: 107028 / SEC#: 801-45963

RIA

Registered Investment Advisory firm - (2/28/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/10/2021)

Alaska
(6/10/2021)

Arizona
(6/10/2021)

Arkansas
(6/10/2021)

California
(6/10/2021)

Colorado
(6/10/2021)

Connecticut
(6/10/2021)

Delaware
(6/10/2021)

District of Columbia
(6/10/2021)

Florida
(6/10/2021)

Georgia
(6/10/2021)

Hawaii
(6/10/2021)

Idaho
(6/10/2021)

Illinois
(6/10/2021)

Indiana
(6/10/2021)

Iowa
(6/10/2021)

Kansas
(6/10/2021)

Kentucky
(6/10/2021)

Louisiana
(6/10/2021)

Maine
(6/10/2021)

Maryland
(6/10/2021)

Massachusetts
(6/10/2021)

Michigan
(6/10/2021)

Minnesota
(6/10/2021)

Mississippi
(6/10/2021)

Missouri
(6/10/2021)

Montana
(6/10/2021)

Nebraska
(6/10/2021)

Nevada
(6/10/2021)

New Hampshire
(6/10/2021)

New Jersey
(6/10/2021)

New Mexico
(6/10/2021)

New York
(6/10/2021)

North Carolina
(6/10/2021)

North Dakota
(6/10/2021)

IAR

Ohio
(6/9/2021)

Ohio
(6/11/2021)

Oklahoma
(6/10/2021)

Oregon
(6/10/2021)

Pennsylvania
(6/10/2021)

Puerto Rico
(6/10/2021)

Rhode Island
(6/10/2021)

South Carolina
(6/10/2021)

South Dakota
(6/10/2021)

Tennessee
(6/10/2021)

Texas
(6/10/2021)

Utah
(6/10/2021)

Vermont
(6/10/2021)

Virgin Islands
(6/10/2021)

Virginia
(6/10/2021)

Washington
(6/10/2021)

West Virginia
(6/10/2021)

Wisconsin
(6/10/2021)

Wyoming
(6/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/30/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/29/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/22/2017

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/22/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/15/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TOUCHSTONE ADVISORS INC

CRD#: 107028 / SEC#: 801-45963

RIA

Registered Investment Advisory firm - (2/28/1994 Approved)

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Contact information

Main Address

303 Broadway Suite 1100, Cincinnati, OH 45202-4203

Mailing Address

Phone number

(513) 362-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 29,132,797,072

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Erik Aarts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Aarts's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOUCHSTONE SECURITIES, INC.

PIMCO INVESTMENTS LLC

ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

Primary Firm SEC Registration

TOUCHSTONE ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/30/2021

Series 63

Date: 6/29/2000

SIE

Date: 10/1/2018

Series 3

Date: 11/22/2017

Series 7

Date: 6/22/2000

Series 24

Date: 4/15/2009

FINRA

Current Firm

TOUCHSTONE ADVISORS INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

TOUCHSTONE ADVISORS INC

TRUST BUT VERIFY

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