Edward M. Mclean
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Michael Mclean was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1994. Edward had worked at 2 firms and has passed the Series 63, Series 6 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2000 - January 11, 2013
VFIC SECURITIES, INC.
December 13, 1994 - August 24, 2000
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 4/3/2000
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
VFIC SECURITIES, INC.
CRD#: 103160 / SEC#: , 8-52158
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GEORGE C. BEYER IRREVOCABLE TRUST FBO COLLEEN BEYER | TRUST | |
| GEORGE C. BEYER IRREVOCABLE TRUST FBO KATHLEEN BEYER | TRUST | |
| GEORGE C. BEYER IRREVOCABLE TRUST FBO MICHAEL J. MAHER, JR. | TRUST | |
| GEORGE C. BEYER IRREVOCABLE TRUST FBO SEAN MAHER | TRUST | |
| BEYER, KAREN | TRUSTEE | 4604371 |
| MAHER, MICHAEL JOSEPH JR | CHAIRMAN, PRESIDENT, CEO, CCO | 2139398 |
| RACKOVAN, FREDERICK MARTIN | CHIEF OPERATING OFFICER | 2492058 |
Red Flags
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