David W. Justini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David William Justini was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 6 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 1998 - May 23, 2000
DALTON KENT SECURITIES GROUP, INC.
May 29, 1998 - June 11, 1998
SCHONFELD SECURITIES, LLC
October 29, 1997 - December 9, 1997
CARLIN EQUITIES, LLC
June 18, 1996 - November 5, 1996
KNIGHT CAPITAL AMERICAS, L.P.
August 11, 1995 - May 23, 1996
ROYAL PALM INVESTMENTS, LTD.
December 23, 1994 - March 21, 1995
COMMONWEALTH ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/13/1998
Limited Representative-Equity Trader ExamCurrent Firm
DALTON KENT SECURITIES GROUP, INC.
CRD#: 38813 / SEC#: , 8-48435
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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