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Todd M. Thomas
REVERE ASSET
Boca Raton, FL
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CRD#: 2556617
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Professional summary
Todd Michael Thomas is a registered financial advisor currently at REVERE ASSET located in Boca Raton, Florida.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Todd has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Member of Bakers Loft, LLC. Rental Properties. Time spent, less than 2 hours a month.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Michael Thomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2024 - Present
REVERE ASSET
RIA
CRD#: 152881
Boca Raton, FL
Past
November 1, 2021 - September 13, 2024
AMERITAS ADVISORY SERVICES, LLC
RIA
CRD#: 317245
Boca Raton, FL
Past
March 18, 2013 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
BOCA RATON, FL
Past
March 5, 2013 - September 13, 2024
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
BOCA RATON, FL
Past
July 25, 2002 - March 1, 2013
LIGHT HORSE SECURITIES, INC
BD
CRD#: 120242
BOCA RATON, FL
Past
August 26, 1997 - August 5, 2002
TRADESTATION SECURITIES, INC.
BD
CRD#: 39473
PLANTATION, FL
Past
January 3, 1995 - August 25, 1997
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
REVERE ASSET
NORAM ASSET MANAGEMENT, INC. | REVERE ASSET MANAGMENT, INC. | REVERE ASSET MANAGEMENT, INC. | REVERE ASSET
CRD#: 152881 / SEC#: 801-126706
RIA
Registered Investment Advisory firm - (10/11/2022 Approved)California
Registered Investment Advisory firm - (11/11/2022 Terminated)Colorado
Registered Investment Advisory firm - (10/25/2022 Terminated)Florida
Registered Investment Advisory firm - (10/12/2022 Terminated)Michigan
Registered Investment Advisory firm - (10/19/2022 Terminated)Texas
Registered Investment Advisory firm - (10/12/2022 Terminated)Virginia
Registered Investment Advisory firm - (10/13/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(12/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/16/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Current Firm
RA
REVERE ASSET
NORAM ASSET MANAGEMENT, INC. | REVERE ASSET MANAGMENT, INC. | REVERE ASSET MANAGEMENT, INC. | REVERE ASSET
CRD#: 152881 / SEC#: 801-126706
RIA
Registered Investment Advisory firm - (10/11/2022 Approved)California
Registered Investment Advisory firm - (11/11/2022 Terminated)Colorado
Registered Investment Advisory firm - (10/25/2022 Terminated)Florida
Registered Investment Advisory firm - (10/12/2022 Terminated)Michigan
Registered Investment Advisory firm - (10/19/2022 Terminated)Texas
Registered Investment Advisory firm - (10/12/2022 Terminated)Virginia
Registered Investment Advisory firm - (10/13/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
825 Waters Creek Blvd Suite 385, Allen, TX 75013
Mailing Address
Phone number
(855) 732-5932
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 740 |
| AUM (Assets Under Management) | $ 216,756,101 |
Red Flags
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