John M. Quigley

EQ WEALTH MANAGEMENT

Bellevue, WA

Some features on this profile are disabled

CRD#: 2556424

Professional summary

John Michael Quigley, CFP®, who also goes by J Michael Quigley, is a registered financial advisor currently at EQ WEALTH MANAGEMENT located in Bellevue, Washington.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. John has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J Michael Quigley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JOHN MICHAEL QUIGLEY, AS A GENERAL PARTNER, HAS 12.5 % OWNERSHIP IN AXIOM-WEST LLC, A REAL ESTATE PROJECT DEVELOPMENT COMPANY. START DATE: 5/20/2021. MR. QUIGLEY WORKS AS PART OF A TEAM TO IDENTIFY PROPERTY, DO DUE DILIGENCE, BUILD A BUSINESS PLAN AND OVERSEE OPERATIONS AND MANAGEMENT OF THE PROJECT. PRIOR TO THE PROJECT BEING LAUNCHED, MR. QUIGLEY MAY SEND UP TO 40 HOURS A MONTH. AFTER LAUNCH MR. QUIGLEY MAY SPEND 10 HOURS PER MONTH TO MAINTAIN THE PROJECT. CLIENTS OF MR. QUIGLEY'S MAY INVEST IN A PROJECT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Quigley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

February 5, 2018 - Present

EQ WEALTH MANAGEMENT

RIA

CRD#: 291033

Bellevue, WA

Past

January 22, 2014 - April 9, 2018

CAPITAL PLANNING, LLC

RIA

CRD#: 169470

BELLEVUE, WA

Past

December 14, 2004 - January 27, 2014

CAPITAL PLANNING CORP

RIA

CRD#: 105013

BELLEVUE, WA

Past

January 23, 2003 - July 31, 2009

CETERA WEALTH SERVICES, LLC

CRD#: 13572

BELLEVUE, WA

Past

March 20, 2002 - December 16, 2002

LPL FINANCIAL LLC

RIA

CRD#: 6413

TUKWILA, WA

Past

March 12, 2002 - December 16, 2002

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

February 16, 2001 - March 13, 2002

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

SAN DIEGO, CA

Past

June 2, 1997 - February 21, 2001

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

December 7, 1994 - June 17, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EQ WEALTH MANAGEMENT

EQ WEALTH MANAGEMENT | EQ, LLC

CRD#: 291033 / SEC#: 801-112224

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/25/2018)

IAR

Texas
(9/25/2018)

IAR

Washington
(2/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/13/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/6/1994

General Securities Representative Examination

Current Firm

EQ WEALTH MANAGEMENT

EQ WEALTH MANAGEMENT | EQ, LLC

CRD#: 291033 / SEC#: 801-112224

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Bellevue, WA

Mailing Address

P. O. Box 53446, Bellevue, WA 98105

Phone number

(425) 434-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (291033) (4/22/2025)

Regulatory assets under management

Total Number of Accounts	2,113
AUM (Assets Under Management)	$ 722,956,251

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John M. Quigley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Quigley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL PLANNING, LLC

CAPITAL PLANNING CORP

CETERA WEALTH SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUSO FINANCIAL SERVICES, L.P.

CETERA WEALTH SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

EQ WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/1994

Series 63

Date: 12/13/1994

Series 7

Date: 12/6/1994

Current Firm

EQ WEALTH MANAGEMENT

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EQ WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors