Joseph J. Lacertosa
Professional summary
Joseph Jerry Lacertosa was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Joseph had worked at 8 firms, which includes TYM SECURITIES INC., ROYAL HUTTON SECURITIES CORP., GLOBAL FINANCIAL GROUP INC., FIRST NATIONAL EQUITY CORP., TOLUCA PACIFIC SECURITIES CORP., ATLANTIC GENERAL FINANCIAL CORP., INVESTORS ASSOCIATES INC., LADENBURG CAPITAL MANAGEMENT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 1997 - December 20, 1997
TYM SECURITIES, INC.
February 20, 1997 - October 16, 1997
ROYAL HUTTON SECURITIES CORP.
May 9, 1996 - January 14, 1997
GLOBAL FINANCIAL GROUP, INC.
February 20, 1996 - March 25, 1996
FIRST NATIONAL EQUITY, CORP.
August 18, 1995 - January 1, 1996
TOLUCA PACIFIC SECURITIES CORP.
June 23, 1995 - August 25, 1995
ATLANTIC GENERAL FINANCIAL CORP.
January 30, 1995 - July 25, 1995
INVESTORS ASSOCIATES, INC.
November 29, 1994 - December 21, 1994
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
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Exams
Current Firm
TYM SECURITIES, INC.
CRD#: 40748 / SEC#: , 8-49181
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
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