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Christopher Allen Queen

CRD# 2556099·Registered 1998 - 2011
Barred: Christopher Allen Queen was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Christopher Allen Queen, who also goes by Christopher A Queen, Christopher Queen, was a registered financial advisor. Christopher was a previously registered financial advisor and started their career in finance 1998 - 2011. Christopher had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher A Queen, Christopher Queen

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
New York, NY
July 15, 2008 - January 27, 2011
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
New York, NY
July 14, 2008 - January 27, 2011
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
New York, NY
May 29, 2007 - July 24, 2008
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
May 29, 2007 - July 24, 2008
CITICORP INVESTMENT SERVICES·CRD# 23988
RIA
New York, NY
December 7, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES·CRD# 23988
BD
New York, NY
January 26, 2004 - May 29, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
February 26, 2001 - October 29, 2003
W.J. NOLAN & COMPANY, INC.·CRD# 16465
BD
New York, NY
November 9, 1999 - February 1, 2001
HERBERT J. SIMS & CO, INC.·CRD# 3420
BD
Fairfield, CT
December 1, 1998 - October 29, 1999
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
February 3, 1998 - December 4, 1998

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Current Firm

CI
CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP. | CHASE MANHATTAN INVESTMENT SERVICES, INC. | CHASE MANHATTAN INVESTMENT ADVISORS | CHASE INVESTMENT SERVICES, INC.

CRD#: 25574 / SEC#: 801-36407, 8-41840
BD
Terminated by SEC on 12/28/2012

Contact Information

Established

Delaware since 09/27/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

PORTFOLIO MANAGER PROGRAM (3/30/2012)

Direct owners and executive officers

NamePositionCRD#
BANC ONE CAPITAL HOLDINGS LLCDIRECT OWNER—
ADITYA, MAHESH CHATTABOARD MEMBER5586574
CHABOT, ALAN JAMESPRESIDENT & CEO, BOARD MEMBER2617874
DAVIS, JAMES HUBERCHIEF OPERATIONS OFFICER4166100
DEEGAN, DANIEL ROBERTEXECUTIVE VICE PRESIDENT1143339
DURKEE, JEFFREY WILLISEXECUTIVE VICE PRESIDENT1009266
GINDI, SOLCFO, BOARD MEMBER4903526
GRAY, ANNE LOUISESENIOR VICE PRESIDENT1779722
HAIGIS, PHILIP HOWARD JR.EXECUTIVE VICE PRESIDENT4340276
JULIAN, BETH WILSONEXECUTIVE VICE PRESIDENT1071047
KLEINBAUM, GREGG ADAMEXECUTIVE VICE PRESIDENT2555215
MARTIN, KEVIN LEEEXECUTIVE VICE PRESIDENT2742022
PANTALEO, LAURA ANNEXECUTIVE VICE PRESIDENT1501065
QUINN, JOHN PEXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR5631540
REED, JAMIE MATTHEWEXECUTIVE VICE PRESIDENT2797383
SKARDA, JOSEPH BRIELEXECUTIVE VICE PRESIDENT4288186
TEPPER, ERIC DAVIDEXECUTIVE VICE PRESIDENT2242377
WILBURN, DOUGLAS FREDERICKCHIEF COMPLIANCE OFFICER1407686

Disclosures

Regulatory Event

62

Arbitration

19

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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