Mary M. Grason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Margaret Grason, who also goes by Mary Tassone Grason, Mary M Grason, Mary Margaret Tassone, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1995. Mary had worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2017 - December 31, 2021
KESTRA ADVISORY SERVICES, LLC
February 15, 2017 - February 15, 2017
KESTRA INVESTMENT SERVICES, LLC
July 28, 2003 - February 16, 2017
NEXT FINANCIAL GROUP, INC.
July 28, 2003 - February 16, 2017
NEXT FINANCIAL GROUP, INC.
December 17, 2002 - July 28, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 12, 2000 - December 18, 2002
NATHAN & LEWIS SECURITIES, INC.
January 4, 1999 - December 31, 1999
MEDALLION INVESTMENT SERVICES, INC.
July 29, 1998 - December 31, 1998
SECURITIES SERVICE NETWORK, LLC
February 27, 1995 - December 31, 1995
COMPREHENSIVE FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
