Sean H. Oneal
Professional summary
Sean Henry Oneal, who also goes by Sean Oneal, is a registered financial professional currently at FMSBONDS, INC. located in Boca Raton, Florida.
Sean is registered as a RR (Registered Representative) and started their career in finance in 1996. Sean has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Henry Oneal's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2009 - Present
FMSBONDS, INC.
Office #1: 4775 Technology Way, Boca Raton, FL 33431November 29, 2005 - March 10, 2009
MORGAN STANLEY & CO. LLC
March 26, 1998 - November 7, 2005
BELLE HAVEN INVESTMENTS, L.P.
September 29, 1997 - April 10, 1998
H.J. MEYERS & CO., INC.
May 29, 1997 - September 9, 1997
J.C. BRADFORD & CO.
March 5, 1996 - May 30, 1997
SEATTLE-NORTHWEST SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2021)
(3/6/2009)
(3/6/2009)
(3/10/2009)
(3/6/2009)
(6/10/2010)
(3/26/2009)
(3/20/2009)
(9/7/2011)
(3/6/2009)
(3/10/2009)
(4/17/2009)
(3/6/2009)
(3/6/2009)
(2/8/2023)
(8/26/2009)
(3/10/2009)
(3/19/2021)
(9/8/2011)
(1/27/2022)
(9/8/2011)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FMSBONDS, INC.
CRD#: 7793 / SEC#: , 8-23280
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEINSILVER, PAUL | CHAIRMAN OF THE BOARD | 500389 |
| KLOTZ, JAMES ARNOLD | PRESIDENT | 500438 |
| GUERRISE, MATTHEW ANTHONY | CHIEF COMPLIANCE OFFICER | 2673770 |
| PARKER, ANNE MICHELLE | SROP AND CROP | 2226034 |
| SELIGSOHN, MICHAEL STEVEN | CHIEF OPERATIONS OFFICER, VICE PRESIDENT | 2189850 |
| SWINARSKI, THEODORE ANTHONY | SENIOR VICE PRESIDENT - TRADING SUPERVISOR | 1584451 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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Company Information
FMSBONDS, INC.
CRD#: 7793Boca Raton, FL 33431TRUST BUT VERIFY
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