Thomas E. Kana
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Edward Kana, who also goes by Tomka Kana, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2002. Thomas had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2014 - December 19, 2014
AVANT-GARDE ADVISORS LLC
July 22, 2011 - April 9, 2014
GRANDERSON WEALTH MANAGEMENT GROUP INC
March 3, 2010 - June 23, 2011
MCL FINANCIAL GROUP, INC.
March 3, 2010 - June 13, 2011
MCL FINANCIAL GROUP, INC.
July 14, 2005 - February 2, 2010
MML INVESTORS SERVICES, LLC
January 20, 2004 - February 2, 2010
MML INVESTORS SERVICES, LLC
January 15, 2003 - August 19, 2003
AMERITAS INVESTMENT COMPANY, LLC
February 11, 2002 - November 4, 2002
RMIN SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AVANT-GARDE ADVISORS LLC
CRD#: 151527 / SEC#: 801-76860
Contact information
Red Flags
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