Burt R. Bondy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Burt Richard Bondy was a registered financial professional .
Burt is a previously registered financial professional and started their career in finance in 1968. Burt had worked at 5 firms and has passed the Series 18 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 1983 - March 27, 1986
NASH, WEISS & CO.
September 14, 1978 - June 20, 1981
SINGER & COMPANY SECURITIES, INC.
January 16, 1973 - November 25, 1973
LOEB RHOADES & CO
February 3, 1972 - January 18, 1973
SHEARSON, HAMMILL & CO., INCORPORATED
October 23, 1968 - February 26, 1972
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 18
Date: 9/2/1978
Securities Industry Rules and Regulations ExaminationSeries 1
Date: 10/18/1968
Registered Representative ExaminationCurrent Firm
NASH, WEISS & CO.
CRD#: 6470 / SEC#: , 8-17535
Contact information
Documents
Red Flags
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