Jon M. Mclain

LEAP WEALTH MANAGEMENT

ROUND ROCK, TX 78664

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CRD#: 2555973

Professional summary

Jon Michael Mclain, AIF®, who also goes by J Michael Mclain, Mike Mclain, is a registered financial advisor currently at LEAP WEALTH MANAGEMENT located in Round Rock, Texas.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jon has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J Michael Mclain | Mike Mclain

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT, 8604 GREENVILLE AVE. SUITE A101 MAILBOX B12 DALLAS, TX 75243; INVESTMENT RELATED, SALE OF FIXED INSURANCE AND/OR ANNUITIES; OWNER SINCE 2007, APPROX. 20 HOURS PER MONTH, LESS THAN 10 HOURS PER MONTH DURING TRADING HOURS. AUTOSHIELD, OWNER SINCE 2003, 3828 HALEYS WAY, ROUND ROCK, TX 78665; NOT INVESTMENT RELATED. SUPPLIES PAINT PROTECTION AND HEADLAMP LENS PROTECTION FILMS FOR AUTO INDUSTRY, OFF-ROAD, MOTORCYCLE AND ATV USE. APPROX. 5 HOURS PER MONTH, 3 HOURS PER MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Michael Mclain's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

December 20, 2018 - Present

LEAP WEALTH MANAGEMENT

Office #1: 1000 Heritage Center Circle, Round Rock, TX 78664

RIA

CRD#: 152253

ROUND ROCK, TX

Past

August 21, 2014 - May 24, 2018

LEAP WEALTH MANAGEMENT

RIA

CRD#: 152253

Round Rock, TX

Past

June 21, 2010 - March 1, 2011

CAMBRIA CAPITAL, LLC

CRD#: 133760

AUSTIN, TX

Past

April 28, 2010 - October 6, 2014

LEAFHOUSE FINANCIAL ADVISORS, LLC

RIA

CRD#: 149694

AUSTIN, TX

Past

June 3, 2008 - April 30, 2010

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

AUSTIN, TX

Past

April 3, 2008 - April 30, 2010

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

AUSTIN, TX

Past

November 29, 1994 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 29, 1994 - January 8, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEAP WEALTH MANAGEMENT

LEAP WEALTH MANAGEMENT | LWEALTH, LLC

CRD#: 152253 / SEC#: 801-112978

RIA

Registered Investment Advisory firm - (4/26/2018 Approved)

Louisiana

Registered Investment Advisory firm - (11/29/2017 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/24/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/24/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/2/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/28/1994

General Securities Representative Examination

Current Firm

LEAP WEALTH MANAGEMENT

LEAP WEALTH MANAGEMENT | LWEALTH, LLC

CRD#: 152253 / SEC#: 801-112978

RIA

Registered Investment Advisory firm - (4/26/2018 Approved)

Louisiana

Registered Investment Advisory firm - (11/29/2017 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/24/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/24/2018 Terminated)

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Contact information

Main Address

6301 Gaston Ave Suite 205, Dallas, TX 75214

Mailing Address

Phone number

(214) 420-7441

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEAP WEALTH MANAGEMENT WRAP BROCHURE (3/11/2025)

LEAP WEALTH MANAGEMENT ADV PART 2A BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	1,146
AUM (Assets Under Management)	$ 272,456,881

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jon M. Mclain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Michael Mclain's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEAP WEALTH MANAGEMENT

CAMBRIA CAPITAL, LLC

LEAFHOUSE FINANCIAL ADVISORS, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

LEAP WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2008

Series 63

Date: 12/2/1994

Series 7

Date: 11/28/1994

Current Firm

LEAP WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LEAP WEALTH MANAGEMENT

TRUST BUT VERIFY

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