Michael F. Zemlicka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael F Zemlicka was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2012 - May 16, 2017
BMO HARRIS FINANCIAL ADVISORS, INC.
August 1, 2012 - May 16, 2017
BMO HARRIS FINANCIAL ADVISORS, INC.
April 19, 2012 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
April 29, 2010 - April 18, 2012
M&I INVESTMENT MANAGEMENT CORP.
September 15, 2005 - March 31, 2010
M&I FINANCIAL ADVISORS, INC
May 31, 2000 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
December 1, 1994 - June 9, 2000
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BMO HARRIS FINANCIAL ADVISORS, INC.
CRD#: 137115 / SEC#: 801-64847, 8-67064
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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