Cleophas Ishmael
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cleophas Ishmael was a registered financial professional .
Cleophas is a previously registered financial professional and started their career in finance in 1973. Cleophas had worked at 7 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2004 - March 3, 2006
INVESTACORP ADVISORY SERVICES INC
March 3, 1988 - June 26, 2018
INVESTACORP, INC.
September 7, 1982 - February 23, 1988
NORTH AMERICAN INVESTMENT CORP.
November 3, 1976 - August 18, 1982
LEGEND CAPITAL CORPORATION
January 2, 1973 - November 16, 1983
AMERICAN EXPRESS FINANCIAL CORPORATION
January 2, 1973 - November 16, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
January 2, 1973 - November 16, 1983
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/20/1972
Registered Representative ExaminationCurrent Firm
INVESTACORP ADVISORY SERVICES INC
CRD#: 109011 / SEC#: 801-57738
Contact information
Red Flags
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