Jody Livolsi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jody Livolsi, who also goes by Jody Fiume, was a registered financial professional .
Jody is a previously registered financial professional and started their career in finance in 1995. Jody had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2012 - July 20, 2016
NATIONAL SECURITIES CORPORATION
December 7, 2007 - June 11, 2012
OSAIC WEALTH, INC.
March 7, 2000 - January 2, 2008
PRIME CAPITAL SERVICES, INC.
August 3, 1998 - February 16, 2000
NEW TIMES SECURITIES SERVICES, INC.
September 20, 1996 - February 11, 1998
NEW TIMES SECURITIES SERVICES, INC.
May 13, 1996 - August 9, 1996
OSAIC WEALTH, INC.
January 12, 1995 - April 5, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
