Teresa L. King

EUBEL BRADY & SUTTMAN

DAYTON, OH 45342

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CRD#: 2555362

Professional summary

Teresa Lynne King, who also goes by Teresa Lynne Emrick, Terri King, is a registered financial advisor currently at EUBEL BRADY & SUTTMAN located in Dayton, Ohio.

Teresa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Teresa has worked at 5 firms and has passed the Series 63, Series 65, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Teresa Lynne Emrick | Terri King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teresa Lynne King's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2004 - Present

EUBEL BRADY & SUTTMAN

Office #1: 10100 Innovation Drive Suite 410, Dayton, OH 45342

RIA

CRD#: 107316

DAYTON, OH

Past

March 7, 2000 - January 15, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 24, 1999 - June 21, 2000

A. CH. SECURITIES, INC.

CRD#: 44630

DAYTON, OH

Past

January 1, 1997 - August 7, 1998

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

March 28, 1995 - January 1, 1997

FLAGSHIP FUNDS INC.

CRD#: 13420

DAYTON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EUBEL BRADY & SUTTMAN

EBS ASSET MANAGEMENT | EUBEL BRADY & SUTTMAN INVESTMENT + WEALTH MANAGEMENT | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | EUBEL BRADY & SUTTMAN

CRD#: 107316 / SEC#: 801-44694

RIA

Registered Investment Advisory firm - (9/9/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(4/28/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/17/1994

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/18/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 3/25/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/27/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/30/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/29/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

EUBEL BRADY & SUTTMAN

EBS ASSET MANAGEMENT | EUBEL BRADY & SUTTMAN INVESTMENT + WEALTH MANAGEMENT | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | EUBEL BRADY & SUTTMAN

CRD#: 107316 / SEC#: 801-44694

RIA

Registered Investment Advisory firm - (9/9/1993 Approved)

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Contact information

Main Address

10100 Innovation Drive Suite 410, Miamisburg, OH 45342

Mailing Address

Phone number

(937) 291-1223

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EUBEL BRADY & SUTTMAN ASSET MANAGEMENT, INC. (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,822
AUM (Assets Under Management)	$ 1,825,533,881

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/24/2025	Cover Page	Report
03/13/2025	Cover Page	Report
01/25/2024	Cover Page	Report
12/06/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Teresa L. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teresa Lynne King's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY DW INC.

A. CH. SECURITIES, INC.

NUVEEN SECURITIES, LLC

FLAGSHIP FUNDS INC.

Primary Firm SEC Registration

EUBEL BRADY & SUTTMAN

State Registrations and Notice Filings

Exams

Series 63

Date: 11/17/1994

Series 65

Date: 10/18/1994

Series 7

Date: 3/25/1997

Series 6

Date: 3/27/1995

Series 10

Date: 8/30/2000

Series 9

Date: 8/29/2000

Current Firm

EUBEL BRADY & SUTTMAN

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EUBEL BRADY & SUTTMAN

TRUST BUT VERIFY

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