ML
Marc B. Levy
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CRD#: 2555150
ML
Marc Barrett Levy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Barrett Levy was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1994. Marc had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE, PROPERTY & CASUALTY 2) NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: LIFE SETTLEMEN, START DATE: 02/2020, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC 3) MBL FINANCIAL ADVISORS, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 02/2020, REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 10, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 3) MBL FINANCIAL ADVISORS, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 02/2020, REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 10, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 4) MBL BENEFITS CONSULTING, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, BENEFITS CONSULTING, STARTED 02/2000, CEO, APX NUMBER OF HOURS PER WEEK: 30, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CROSS SELL GROUP HEALTH BENEFITS WITH 401K PLANS 5) MBL FINANCIAL GROUP, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, BENEFITS CONSULTING, STARTED 05/2002, OWNER, APX NUMBER OF HOURS PER WEEK: 5, MAY BE DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: PAY EXPENSES FOR MARC LEVY BUSINESS DBA 6) JAMS PROFITS II, LLC, NOT INVESTMENT RELATED, 18 TRAFALGAR DR, LIVINGSTON, NJ, 07039, NATURE, STARTED 07/2014, POSITION/TITLE/RELATIONSHIP: OWNER AND MANAGING MEMBER, APX 5 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CONSTRUCTION AND PRIVATE LENDING 7) AMERICAN INSURANCE CENTER, NOT INVESTMENT RELATED, 288 MAIN ST, MILLBURN, NJ, 07041, PROPERTY AND CASUALTY AGENCY, STARTED 01/2018, POSITION/TITLE/RELATIONSHIP: PRESIDENT, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SALES OF PROPERTY AND CASUALTY SALES 8) WORLD INSURANCE ASSOCIATES, LLC, INVESTMENT RELATED, 656 SHREWSBURY AVE #200, TINTON FALLS, NJ, 07701, FINANCIAL SERVICES, STARTED 01/2021, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX 40 OURS PER WEEK, 32.5 DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES; RUNNING MBL BENEFITS AND INVESTMENT ADVISORY BUSINESS THROUGH CETERA ADVISORS; 9) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: 19563 ISLAND COURT, BOCA RATON, FL 33434, NATURE OF BUSINESS: REAL ESTATE, START DATE: 01/2021, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: RECEIVES RENTAL INCOME; 9) NAME OF OTHER BUSINESS: ATTORNEYS TITLE LLC; INVESTMENT RELATED: NO; ADDRESS: 1200 MORRIS AVE, SUITE 3005, SHORT HILLS, NJ 07078; NATURE OF BUSINESS: TITLE INSURANCE AGENCY; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: HELP RUN OPERATIONS AND RELATIONSHIPS;
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
March 21, 2024 - July 13, 2026
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
NEW YORK, NY
Past
March 2, 2020 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
NEW YORK, NY
Past
February 28, 2020 - July 13, 2026
CETERA ADVISORS LLC
BD
CRD#: 10299
NEW YORK, NY
Past
February 11, 2015 - March 9, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
New York, NY
Past
February 10, 2015 - March 9, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
New York, NY
Past
July 30, 2002 - November 13, 2014
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
NEW YORK, NY
Past
November 17, 1994 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
November 17, 1994 - November 13, 2014
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Loading...
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
