PS
Phillip W. Statler
SECOND HALF FINANCIAL PARTNERS
Sebring, FL 33870
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CRD#: 2555007
PS
Professional summary
Phillip Wayne Statler is a registered financial advisor currently at SECOND HALF FINANCIAL PARTNERS, LLC located in Sebring, Florida.
Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Phillip has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Statler Financial Services, Inc., Fixed Insurance, Investment Related, 147 S Ridgewood Dr., Sebring, FL, Insurance Agent, Start Date 6/98, 120 hours devoted per month, fixed insurance sales 2) SFS Tax Services, Inc., Not investment Related, Tax preparation services, President, Start Date 06/2007, 24 hours per month devoted, 12 hours per month devoted during securities tradings, serve as President of company for income tax preparation services 3) Heartland Tax and Accounting, LLC, Not investment Related, Tax preparation services, Tax preparer and Partner, Indirect partial Owner under SFS Tax Services, Inc., Start Date 01/2024, 24 hours per month devoted, 12 hours per month devoted during securities tradings, provide income tax preparation services
CRS (Client Relationship Summary) - RIA
Click below to view Phillip Wayne Statler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 14, 2024 - Present
SECOND HALF FINANCIAL PARTNERS, LLC
Office #1: 145 West Center Avenue, Sebring, FL 33870RIA
CRD#: 163454
Sebring, FL
Past
June 1, 2006 - September 9, 2024
STATLER FINANCIAL SERVICES, INC.
RIA
CRD#: 140650
SEBRING, FL
Past
May 31, 2005 - May 3, 2006
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Past
November 28, 2001 - June 8, 2005
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Past
July 28, 1999 - November 13, 2001
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
SCHAUMBURG, IL
Past
January 16, 1995 - July 28, 1999
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SH
SECOND HALF FINANCIAL PARTNERS, LLC
SECOND HALF FINANCIAL PARTNERS, LLC | SWAINE AND LEIDEL WEALTH SERVICES | SWAINE & LEIDEL WEALTH SERVICES, LLC | SWAINE & LEIDEL WEALTH SERVICES | SWAINE & LEIDEL LLC | STATLER FINANCIAL SERVICES, INC. | SECOND HALF TEAM
CRD#: 163454 / SEC#: 801-113533
RIA
Registered Investment Advisory firm - (7/5/2018 Approved)Florida
Registered Investment Advisory firm - (12/31/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/25/2024)
IAR
North Carolina(7/10/2024)
IAR
Ohio(6/20/2024)
IAR
Texas(6/14/2024)
IAR
Virginia(6/27/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
SH
SECOND HALF FINANCIAL PARTNERS, LLC
SECOND HALF FINANCIAL PARTNERS, LLC | SWAINE AND LEIDEL WEALTH SERVICES | SWAINE & LEIDEL WEALTH SERVICES, LLC | SWAINE & LEIDEL WEALTH SERVICES | SWAINE & LEIDEL LLC | STATLER FINANCIAL SERVICES, INC. | SECOND HALF TEAM
CRD#: 163454 / SEC#: 801-113533
RIA
Registered Investment Advisory firm - (7/5/2018 Approved)Florida
Registered Investment Advisory firm - (12/31/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
145 West Center Avenue, Sebring, FL 33870
Mailing Address
Phone number
(863) 385-1101
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,119 |
| AUM (Assets Under Management) | $ 364,118,989 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SECOND HALF FINANCIAL PARTNERS, LLC
CRD#: 163454Sebring, FL 33870TRUST BUT VERIFY
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