Phillip W. Statler

SECOND HALF FINANCIAL PARTNERS

Sebring, FL 33870

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CRD#: 2555007

Professional summary

Phillip Wayne Statler is a registered financial advisor currently at SECOND HALF FINANCIAL PARTNERS, LLC located in Sebring, Florida.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Phillip has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Wayne Statler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2024 - Present

SECOND HALF FINANCIAL PARTNERS, LLC

Office #1: 145 West Center Avenue, Sebring, FL 33870

RIA

CRD#: 163454

Sebring, FL

Past

June 1, 2006 - September 9, 2024

STATLER FINANCIAL SERVICES, INC.

RIA

CRD#: 140650

SEBRING, FL

Past

May 31, 2005 - May 3, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

November 28, 2001 - June 8, 2005

C. J. M. PLANNING CORP.

CRD#: 5698

POMPTON LAKES, NJ

Past

July 28, 1999 - November 13, 2001

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

January 16, 1995 - July 28, 1999

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SECOND HALF FINANCIAL PARTNERS, LLC

CRD#: 163454 / SEC#: 801-113533

RIA

Registered Investment Advisory firm - (7/5/2018 Approved)

Florida

Registered Investment Advisory firm - (12/31/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/25/2024)

IAR

North Carolina
(7/10/2024)

IAR

Ohio
(6/20/2024)

IAR

Texas
(6/14/2024)

IAR

Virginia
(6/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/20/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/6/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/13/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SECOND HALF FINANCIAL PARTNERS, LLC

CRD#: 163454 / SEC#: 801-113533

RIA

Registered Investment Advisory firm - (7/5/2018 Approved)

Florida

Registered Investment Advisory firm - (12/31/2018 Terminated)

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Contact information

Main Address

145 West Center Avenue, Sebring, FL 33870

Mailing Address

Phone number

(863) 385-1101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A - SECOND HALF FINANCIAL PARTNERS, LLC (2/20/2026)

Regulatory assets under management

Total Number of Accounts	717
AUM (Assets Under Management)	$ 128,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Phillip W. Statler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Wayne Statler's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECOND HALF FINANCIAL PARTNERS, LLC

STATLER FINANCIAL SERVICES, INC.

USALLIANZ SECURITIES, INC.

C. J. M. PLANNING CORP.

CETERA FINANCIAL SPECIALISTS LLC

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

SECOND HALF FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/20/2006

Series 63

Date: 2/6/1998

Series 6

Date: 1/13/1995

Current Firm

SECOND HALF FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SECOND HALF FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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