Teresa R. Lundine

STRONGHOLD CAPITAL PARTNERS LLC

Franklin, TN

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CRD#: 2554961

Professional summary

Teresa Robin Lundine, who also goes by Teresa Robin Fischer, Teresa Robin Waddell, is a registered financial advisor currently at STRONGHOLD CAPITAL PARTNERS LLC located in Franklin, Tennessee.

Teresa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Teresa has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Teresa Robin Fischer | Teresa Robin Waddell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ms. Lundine has the following Other Business Activities, (OBA). Insurance Agent through Stronghold Wealth Partners. In this role Ms. Lundine transacts insurance-related products. She spends approximately 80 hours a month on this activity during market and non-market hours. These practices listed above may represent conflicts of interest because they give an incentive to recommend products based on the commission amount received. This conflict is mitigated by disclosures, procedures, and the firm's fiduciary obligation to place the best interest of the client first and the clients are not required to purchase any products. Clients have the option to purchase these products through another insurance agent of their choosing.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teresa Robin Lundine's CRS (Customer Relationship Summary).

LINCOLN INVESTMENT

CRD#: 519

INDEPENDENCE, OH

Past

March 29, 2018 - December 31, 2018

R.M. STARK & CO., INC.

CRD#: 7612

LAKE WORTH BEACH, FL

Past

April 1, 2003 - April 8, 2016

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

BRISTOL, TN

Past

October 22, 2002 - April 8, 2016

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

BRISTOL, TN

Past

November 7, 2000 - September 12, 2002

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

February 29, 2000 - November 2, 2000

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

November 23, 1998 - February 16, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

January 17, 1995 - November 20, 1998

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(2/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/3/2009

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/7/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/25/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 5/18/2009

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/26/2009

General Securities Principal Examination

Current Firm

STRONGHOLD CAPITAL PARTNERS LLC

CRD#: 315763 / SEC#:

Arizona

Registered Investment Advisory firm - (8/23/2021 Approved)

California

Registered Investment Advisory firm - (10/12/2021 Approved)

Colorado

Registered Investment Advisory firm - (3/27/2023 Approved)

Hawaii

Registered Investment Advisory firm - (5/5/2022 Approved)

Louisiana

Registered Investment Advisory firm - (7/23/2024 Approved)

New Jersey

Registered Investment Advisory firm - (5/31/2024 Terminated)

New York

Registered Investment Advisory firm - (10/17/2022 Approved)

Oklahoma

Registered Investment Advisory firm - (7/11/2024 Approved)

Tennessee

Registered Investment Advisory firm - (2/13/2025 Approved)

Texas

Registered Investment Advisory firm - (11/6/2023 Approved)

Utah

Registered Investment Advisory firm - (6/26/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Scottsdale, AZ

Mailing Address

Phone number

(480) 220-9809

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	393
AUM (Assets Under Management)	$ 33,110,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Teresa R. Lundine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teresa Robin Lundine's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED ADVISORS AMERICA

CAPITAL ANALYSTS

LINCOLN INVESTMENT

LINCOLN INVESTMENT

R.M. STARK & CO., INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

CITICORP INVESTMENT SERVICES

EQUITABLE ADVISORS, LLC

FIRST UNION BROKERAGE SERVICES, INC.

CITICORP INVESTMENT SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 4/3/2009

Series 65

Date: 2/7/1995

Series 63

Date: 1/25/1995

SIE

Date: 10/1/2018

Series 7

Date: 1/16/1995

Series 51

Date: 5/18/2009

Series 24

Date: 2/26/2009

Current Firm

STRONGHOLD CAPITAL PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STRONGHOLD CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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