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Kurt William Siepman

CRD# 2554874·Registered 2014 - 2025
Previously Registered: Being a previously registered professional could mean that Kurt is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kurt William Siepman was a registered financial advisor. Kurt was a previously registered financial professional and started their career in finance 2014 - 2025. Kurt had worked at 4 firms and has passed the Series 57TO, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

BLACK EDGE SECURITIES LLC·CRD# 309241
BD
Chicago, IL
December 22, 2020 - January 29, 2025
LUPO FUTURES, LLC·CRD# 155931
BD
Chicago, IL
January 25, 2016 - March 11, 2016
LIQUID CAPITAL SECURITIES, LLC·CRD# 148758
BD
Evanston, IL
April 27, 2015 - March 2, 2016
LIQUID CAPITAL MARKETS, LLC·CRD# 148368
BD
Chicago, IL
November 7, 2014 - September 1, 2015

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Current Firm

BE
BLACK EDGE SECURITIES LLC

BLACK EDGE SECURITIES LLC

CRD#: 309241 / SEC#: 8-70525
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

811 West Fulton Suite 400, Chicago, IL 60607

Mailing Address

811 West Fulton Suite 400, Chicago, IL 60607

Phone Number

(312) 612-0891

Established

Delaware since 04/21/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BLACK EDGE GROUP, LLCSOLE MEMBER—
CERNY, PATRICIA LCHIEF COMPLIANCE OFFICER—
KENT, DAVID GREGORYPRINCIPAL5664389

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Dec 2020About the Series 57TO exam

Series 7 — General Securities Representative Examination

Passed Jan 2014About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2015About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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