Marcus A. Thurston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcus Aron Thurston, who also goes by Marcus A Thurston, was a registered financial professional .
Marcus is a previously registered financial professional and started their career in finance in 1995. Marcus had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2010 - November 10, 2015
QUESTAR ASSET MANAGEMENT, INC.
March 1, 2010 - November 10, 2015
QUESTAR CAPITAL CORPORATION
February 19, 2009 - March 12, 2010
ALLSTATE FINANCIAL ADVISORS, LLC
January 9, 2007 - March 11, 2010
ALLSTATE FINANCIAL SERVICES, LLC
August 11, 2006 - December 18, 2006
KMS FINANCIAL SERVICES, INC.
July 28, 2006 - December 18, 2006
KMS FINANCIAL SERVICES, INC.
September 27, 2002 - August 19, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 4, 2001 - August 19, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 15, 1997 - June 5, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 17, 1995 - April 18, 1997
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
