Michael S. Van Allen
Professional summary
Michael Suzuki Van Allen, who also goes by Michael Suzuki Vanallen, is a registered financial professional currently at BTIG, LLC located in New York, New York and BAYRIDGE SECURITIES, LLC located in San Francisco, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Suzuki Van Allen's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2003 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022September 28, 2012 - Present
BAYRIDGE SECURITIES, LLC
Office #1: 350 Bush St 9th Floor, San Francisco, CA 94104July 8, 2002 - February 10, 2003
WILLIAMS TRADING LLC
October 1, 1997 - May 10, 2002
BANC OF AMERICA SECURITIES LLC
January 20, 1995 - October 1, 1997
MONTGOMERY SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2003)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/17/2000
Limited Representative-Equity Trader ExamFINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
BAYRIDGE SECURITIES, LLC
CRD#: 155765 / SEC#: , 8-68739
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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