Rodney A. Gamble
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rodney Allen Gamble was a registered financial professional .
Rodney is a previously registered financial professional and started their career in finance in 1994. Rodney had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2016 - August 7, 2026
VENTURI PRIVATE WEALTH
September 23, 2003 - December 22, 2010
PRINCIPAL SECURITIES, INC.
July 11, 2003 - September 17, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 2, 1996 - July 16, 2003
NYLIFE SECURITIES LLC
December 13, 1994 - March 26, 1996
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
VENTURI PRIVATE WEALTH
CRD#: 169576 / SEC#: 801-78932
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VENTURI PRIVATE WEALTH
CRD#: 169576 / SEC#: 801-78932
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,555 |
| AUM (Assets Under Management) | $ 3,581,250,224 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 02/03/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
