Walter F. Isaacson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Francis Isaacson was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1970. Walter had worked at 2 firms and has passed the Series 00 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 1983 - January 21, 1986
KLEINWORT,BENSON(NORTH AMERICA)CORPORATION
April 27, 1970 - July 24, 1985
KLEINWORT BENSON NORTH AMERICA INC.
State Registrations and Notice Filings
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Exams
Series 00
Date: 3/22/1965
General Securities Principal ExaminationCurrent Firm
KLEINWORT,BENSON(NORTH AMERICA)CORPORATION
CRD#: 14385 / SEC#: , 8-25807
Contact information
Documents
Red Flags
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