Peter J. Isaacson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter John Isaacson was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1970. Peter had worked at 2 firms and has passed the Series 40, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 1977 - April 1, 1991
CRAIG-HALLUM, INC.
December 2, 1970 - February 26, 1973
OPTIMA INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 40
Date: 12/22/1977
Registered Principal ExaminationF04
Date: 2/8/1973
Financial Principal ExaminationSeries 00
Date: 11/6/1968
General Securities Principal ExaminationCurrent Firm
CRAIG-HALLUM, INC.
CRD#: 1546 / SEC#: , 8-1681
Contact information
Documents
Red Flags
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