Brent A. Firestone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Allen Firestone, AIF® was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 1995. Brent had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2018 - April 28, 2026
KESTRA ADVISORY SERVICES, LLC
January 22, 2018 - April 28, 2026
KESTRA INVESTMENT SERVICES, LLC
December 4, 2012 - January 25, 2018
OSAIC WEALTH, INC.
November 16, 2012 - January 25, 2018
OSAIC WEALTH, INC.
November 2, 2005 - November 28, 2012
NATIONAL PLANNING CORPORATION
November 1, 2005 - November 28, 2012
NATIONAL PLANNING CORPORATION
January 31, 2005 - November 3, 2005
VICUS CAPITAL, INC.
September 18, 2001 - November 9, 2005
WALNUT STREET SECURITIES, INC.
December 5, 1996 - September 17, 2001
1717 CAPITAL MANAGEMENT COMPANY
February 21, 1995 - December 14, 1996
LOCUST STREET SECURITIES, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
