Arthur W. Coquelin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Wiley Coquelin, who also goes by Art Coquelin, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1994. Arthur had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2006 - February 13, 2023
MCDONALD CAPITAL MANAGEMENT
June 9, 1998 - September 23, 2000
AETNA FINANCIAL SERVICES, INC.
December 5, 1995 - January 27, 2006
VOYA FINANCIAL PARTNERS, LLC
November 9, 1994 - January 27, 2006
VOYA FINANCIAL PARTNERS, LLC
Primary Firm SEC Registration
MCDONALD CAPITAL MANAGEMENT
CRD#: 114531 / SEC#: 801-61327
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCDONALD CAPITAL MANAGEMENT
CRD#: 114531 / SEC#: 801-61327
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 380 |
| AUM (Assets Under Management) | $ 306,088,280 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/17/2025 | ||
| 08/14/2024 | ||
| 08/01/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
