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Stuart Wesley Wall

DISRUPTIVE SECURITIES
Dallas, TX
·CRD# 2554023·27 years experience

Professional Summary

Stuart Wesley Wall is a registered financial advisor currently at DISRUPTIVE SECURITIES located in Dallas, Texas. Stuart is registered as a RR (Registered Representative) and started their career in finance in 1999. Stuart has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 14, Series 53, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

DISRUPTIVE SECURITIES·CRD# 299155
BD
200 Crescent Court Suite 1175 , Dallas, TX 75201
August 24, 2026 - Present
RESOLUTE INVESTMENT DISTRIBUTORS, INC.·CRD# 287788
BD
Irving`, TX
November 17, 2017 - August 21, 2026
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Irving, TX
March 14, 2012 - November 16, 2017
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Fort Worth, TX
October 18, 2006 - April 12, 2010
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Irving, TX
May 23, 2006 - October 12, 2006
ONYX WEALTH ADVISORS, INC.·CRD# 119558
RIA
Dallas, TX
August 24, 2005 - December 14, 2005
CAMBRIDGE LEGACY SECURITIES L.L.C.·CRD# 103722
BD
Dallas, TX
August 24, 2005 - December 14, 2005
MOMENTUM INDEPENDENT NETWORK INC.·CRD# 17587
RIA
Dallas, TX
April 12, 2004 - August 8, 2005
MOMENTUM INDEPENDENT NETWORK INC.·CRD# 17587
BD
Dallas, TX
April 12, 2004 - August 8, 2005
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
RIA
Austin, TX
March 6, 2001 - April 2, 2004
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Austin, TX
March 6, 2001 - April 2, 2004
WADDELL & REED·CRD# 866
BD
Overland Park, KS
May 21, 1999 - October 29, 1999

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Current Firm

DS
DISRUPTIVE SECURITIES

DISRUPTIVE SECURITIES | DISRUPTIVE SECURITIES, LLC

CRD#: 299155 / SEC#: 8-70241
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

368 9th Avenue Suite 5-128 6th Floor, New York, NY, 10001

Mailing Address

369 9th Avenue Suite 5-128 6th Floor, New York, NY, 10001

Phone Number

(973) 650-4385

Established

Delaware since 09/24/2018

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DTA MASTER, LLCSOLE MEMBER—
EDWARDS, MILES JOSHUACHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER2040332
SILVESTRO, MICHELE ANNFINANCIAL AND OPERATIONS PRINCIPAL6960939

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(9/2/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2001About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1999About the Series 6 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Sep 2006About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Jan 2005About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Feb 2001About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Stuart Wesley Wall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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SW
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