Joel A. Mcewan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Andrew Mcewan, who also goes by Joel A Mcewan, Joel Andrew Mcewan Mr., was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1994. Joel had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2012 - March 29, 2019
MERCAP SECURITIES, LLC
March 9, 2010 - December 31, 2013
MCEWAN WEALTH MANAGEMENT, INC.
March 5, 2010 - April 5, 2010
BROKERSXPRESS LLC
November 25, 2009 - August 27, 2012
BROKERSXPRESS LLC
February 25, 2009 - November 25, 2009
OSAIC FS, INC.
February 17, 2009 - November 25, 2009
OSAIC FS, INC.
December 2, 2004 - March 5, 2009
OSAIC WEALTH, INC.
September 11, 2003 - March 5, 2009
OSAIC WEALTH, INC.
March 4, 2002 - September 11, 2003
KESTRA INVESTMENT SERVICES, LLC
May 21, 1997 - March 25, 2002
RAYMOND JAMES & ASSOCIATES, INC.
January 22, 1996 - May 20, 1997
ADDISON FINANCIAL SERVICES, INC.
December 12, 1994 - January 23, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MERCAP SECURITIES, LLC
CRD#: 156607 / SEC#: , 8-68810
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
