Robert H. Mooney
SUNPOINTE INVESTMENTS | First Vice President–Wealth Management
St. Louis, MO 63105
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CRD#: 2553806
Professional summary
Robert Henry Mooney III, who also goes by Robert Henry Moone III, is a registered financial advisor currently at SUNPOINTE INVESTMENTS located in St. Louis, Missouri.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Robert has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Henry Moone Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Licensed insurance agent; Not investment-related; St. Louis, Missouri 63105; Insurance sales; Implementation of insurance recommendations; 16 hours per month, 0 during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Henry Mooney III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Experience
Current
April 29, 2025 - Present
SUNPOINTE INVESTMENTS
Office #1: 8301 Maryland Avenue Suite 300, St. Louis, MO 63105RIA
CRD#: 282505
St. Louis, MO
Past
March 13, 2009 - April 8, 2025
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
New Haven, MO
Past
March 13, 2009 - April 8, 2025
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Clayton, MO
Past
January 23, 2002 - April 9, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
CLAYTON, MO
Past
January 11, 1995 - April 9, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
CLAYTON, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SUNPOINTE INVESTMENTS
SUNPOINTE | SUNPOINTE, LLC | SUNPOINTE INVESTMENTS
CRD#: 282505 / SEC#: 801-118361
RIA
Registered Investment Advisory firm - (4/1/2020 Approved)Florida
Registered Investment Advisory firm - (4/6/2020 Terminated)Michigan
Registered Investment Advisory firm - (4/7/2020 Terminated)Missouri
Registered Investment Advisory firm - (4/6/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/9/2020 Terminated)Texas
Registered Investment Advisory firm - (4/6/2020 Terminated)Virginia
Registered Investment Advisory firm - (4/1/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(4/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SI
SUNPOINTE INVESTMENTS
SUNPOINTE | SUNPOINTE, LLC | SUNPOINTE INVESTMENTS
CRD#: 282505 / SEC#: 801-118361
RIA
Registered Investment Advisory firm - (4/1/2020 Approved)Florida
Registered Investment Advisory firm - (4/6/2020 Terminated)Michigan
Registered Investment Advisory firm - (4/7/2020 Terminated)Missouri
Registered Investment Advisory firm - (4/6/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/9/2020 Terminated)Texas
Registered Investment Advisory firm - (4/6/2020 Terminated)Virginia
Registered Investment Advisory firm - (4/1/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8301 Maryland Avenue Suite 300, St. Louis, MO 63105
Mailing Address
Phone number
(314) 880-0821
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 719 |
| AUM (Assets Under Management) | $ 559,202,794 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/25/2023 | ||
| 11/22/2022 |
Red Flags
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Company Information
SUNPOINTE INVESTMENTS
First Vice President–Wealth ManagementCRD#: 282505St. Louis, MO 63105TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
