Peter J. Soltesz
Professional summary
Peter John Soltesz, who also goes by Pete Soltesz, Peter Soltesz, is a registered financial advisor currently at APIS FINANCIAL GROUP, LLC located in Villa Park, Illinois.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Peter has worked at 3 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter John Soltesz's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2021 - Present
APIS FINANCIAL GROUP, LLC
November 8, 2013 - May 6, 2021
WADDELL & REED
November 8, 2013 - May 6, 2021
WADDELL & REED
July 8, 1997 - November 11, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 8, 1994 - November 11, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/30/2021)
Exams
Series 7TO
Date: 3/24/2024
General Securities Representative ExaminationCurrent Firm
APIS FINANCIAL GROUP, LLC
CRD#: 312493 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 4,078,011 |
Red Flags
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