John J. Odette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Odette, who also goes by John Joseph Odette Mr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 6 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2022 - July 3, 2023
NEXPOINT SECURITIES, INC.
November 13, 2013 - November 23, 2020
MM ASCEND LIFE INVESTOR SERVICES, LLC
December 22, 2012 - October 23, 2013
THE LEADERS GROUP, INC.
January 12, 2007 - January 7, 2011
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
May 25, 2004 - December 5, 2005
INVEST FINANCIAL CORPORATION
January 3, 1995 - May 3, 2004
COREBRIDGE CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/15/2022
General Securities Representative ExaminationSeries 6TO
Date: 3/15/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
NEXPOINT SECURITIES, INC.
CRD#: 165013 / SEC#: , 8-69128
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
