Michelle L. Smith
Professional summary
Michelle Lee Smith, who also goes by Shelly Lee Smith, is a registered financial professional currently at WORTH FINANCIAL GROUP INC. located in Dallas, Texas.
Michelle is registered as a RR (Registered Representative) and started their career in finance in 1995. Michelle has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michelle Lee Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2006 - Present
WORTH FINANCIAL GROUP INC.
Office #1: 5999 Summerside Drive Suite 112, Dallas, TX 75252October 11, 2000 - July 14, 2004
OXFORD FINANCIAL GROUP
February 22, 1995 - October 11, 2000
RUSHMORE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2006)
Exams
FINRA
Current Firm
WORTH FINANCIAL GROUP INC.
CRD#: 13478 / SEC#: , 8-29827
Contact information
FINRA licenses (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 2,539,237 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WORTH FINANCIAL GROUP INC.
CRD#: 13478Dallas, TX 75252TRUST BUT VERIFY
Monitor Michelle Smith
Get automatic monthly alerts on:
