Peter N. Zinam
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Nicholas Zinam was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1994. Peter had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2010 - December 20, 2013
KJ CAPITAL MANAGEMENT LLC
November 13, 2003 - November 10, 2008
NYLIFE DISTRIBUTORS LLC
December 19, 1994 - November 13, 2003
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
KJ CAPITAL MANAGEMENT LLC
CRD#: 147495 / SEC#: 801-108472
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KJ CAPITAL MANAGEMENT LLC
CRD#: 147495 / SEC#: 801-108472
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110 |
| AUM (Assets Under Management) | $ 88,012,961 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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