Peter P. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Philip Bell, who also goes by Peter Phillip Bell, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1994. Peter had worked at 6 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2005 - July 31, 2012
CONDUENT SECURITIES, LLC
January 2, 2004 - June 2, 2005
BNY MELLON SECURITIES LLC
July 25, 2003 - December 31, 2003
MELLON HR SECURITIES, INC.
October 20, 2000 - July 28, 2003
FSC SECURITIES CORPORATION
March 30, 1998 - December 31, 1999
WESTPORT FINANCIAL SERVICES, L.L.C.
November 30, 1994 - April 9, 1996
CONFEDERATION FINANCIAL SERVICES (U.S.), INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CONDUENT SECURITIES, LLC
CRD#: 135474 / SEC#: , 8-66927
Contact information
FINRA licenses (25 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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