SC
Stacey J. Corbello
CENTAURUS FINANCIAL
Lake Charles, LA 70605
Some features on this profile are disabled
CRD#: 2553071
SC
Professional summary
Stacey Janay Corbello, who also goes by Stacey Dion Corbello, Stacey J. Dion, Stacey Dion Ellender, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Lake Charles, Louisiana.
Stacey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Stacey has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stacey Dion Corbello | Stacey J. Dion | Stacey Dion Ellender
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CORBELLO PROPERTIES, LLC POSITION: Part Owner NATURE: Silent Partner - Ex Husband runs operations LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/12/2012 ADDRESS: 117 Granger Lane, Lake Charles LA 70607, United States DESCRIPTION: I am a silent partner - no duties 2. BETTER BUSINESS BUREAU OF SOUTHWEST LOUISIANA POSITION: Board of Directors NATURE: Better Business Bureau is an unbiased organization that sets and upholds high standards for fair and honest business behavior. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2018 ADDRESS: 4040 Lake Street, Lake Charles LA 70605, United States DESCRIPTION: As a board member, I have agreed to uphold certain principles and duties as a director such as loyalty, care and obedience to the organization. We review the business history and if there are any complaints for someone is seeking to be an accredited business in the community. 3. COR WEALTH MANAGEMENT, LLC POSITION: na NATURE: DBA for marketing purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/17/2023 ADDRESS: 1906 Southwood Drive, Lake Charles LA 70605, United States DESCRIPTION: DBA established for marketing purposes.
CRS (Client Relationship Summary) - RIA
Click below to view Stacey Janay Corbello's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Stacey Janay Corbello's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2021 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 1906 Southwood Drive, Lake Charles, LA 70605RIA
BD
CRD#: 30833
Lake Charles, LA
Current
April 2, 2021 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 1906 Southwood Drive, Lake Charles, LA 70605RIA
BD
CRD#: 30833
Lake Charles, LA
Past
May 22, 2019 - April 6, 2021
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
LAKE CHARLES, LA
Past
March 1, 2019 - April 6, 2021
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
LAKE CHARLES, LA
Past
November 17, 2017 - March 1, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
LAKE CHARLES, LA
Past
May 27, 2014 - November 17, 2017
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
LAKE CHARLES, LA
Past
May 31, 2011 - May 27, 2014
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
LAKE CHARLES, LA
Past
July 28, 2009 - June 16, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
LAKE CHARLES, LA
Past
January 1, 2008 - July 27, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LAKE CHARLES, LA
Past
July 6, 2006 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
LAKE CHARLES, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Kansas(6/10/2025)
IAR
Louisiana(4/1/2021)
RR
Louisiana(4/2/2021)
RR
Minnesota(4/9/2021)
IAR
Minnesota(4/9/2021)
IAR
North Carolina(4/21/2021)
RR
North Carolina(4/22/2021)
RR
Texas(4/2/2021)
IAR
Texas(4/5/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Lake Charles, LA 70605TRUST BUT VERIFY
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