Edmund J. Irvine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edmund Joseph Irvine JR was a registered financial professional .
Edmund is a previously registered financial professional and started their career in finance in 1968. Edmund had worked at 8 firms and has passed the Series 5, Series 1, Series 27, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 1988 - December 20, 1989
TORREY PINES SECURITIES, INC.
November 6, 1985 - December 9, 1987
LA JOLLA HOLDINGS, INC.
July 6, 1982 - February 4, 1986
LA JOLLA SECURITIES, INC.
August 27, 1976 - August 30, 1976
BACHE HASLEY STUART INC
June 30, 1976 - June 21, 1982
SUTRO & CO. INCORPORATED
April 15, 1975 - August 27, 1976
BACHE & CO INCORPORATED
July 11, 1974 - April 12, 1975
REYNOLDS SECURITIES, INC.
April 2, 1968 - March 25, 1975
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationSeries 1
Date: 3/29/1968
Registered Representative ExaminationSeries 00
Date: 1/27/1973
General Securities Principal ExaminationCurrent Firm
TORREY PINES SECURITIES, INC.
CRD#: 17120 / SEC#: , 8-35004
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 5 |
Red Flags
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