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EI

Edmund Joseph Irvine Jr

CRD# 255290·Registered 1968 - 1989
Previously Registered: Being a previously registered professional could mean that Edmund is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edmund Joseph Irvine JR was a registered financial advisor. Edmund was a previously registered financial professional and started their career in finance 1968 - 1989. Edmund had worked at 8 firms and has passed the Series 5, Series 1, Series 27, Series 4 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years registered in the securities industry

Current & Past Employments

Past

TORREY PINES SECURITIES, INC.Past·CRD# 17120
BD
San Diego, CA
February 3, 1988 - December 20, 1989
LA JOLLA HOLDINGS, INC.Past·CRD# 16527
BD
Solana Beach, CA
November 6, 1985 - December 9, 1987
LA JOLLA SECURITIES, INC.Past·CRD# 8182
BD
Solana Beach, CA
July 6, 1982 - February 4, 1986
SUTRO & CO. INCORPORATEDPast·CRD# 801
BD
San Francisco, CA
June 30, 1976 - June 21, 1982
BACHE HASLEY STUART INCPast·CRD# 1000006
BD
August 27, 1976 - August 30, 1976
BACHE & CO INCORPORATEDPast·CRD# 7058
BD
April 15, 1975 - August 27, 1976
REYNOLDS SECURITIES, INC.Past·CRD# 712
BD
July 11, 1974 - April 12, 1975
SHEARSON, HAMMILL & CO., INCORPORATEDPast·CRD# 766
BD
April 2, 1968 - March 25, 1975

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Current Firm

TP
TORREY PINES SECURITIES, INC.

AMERICAN INDEPENDENT MARKETING | TORREY PINES SECURITIES, INC. | ECONOVEST PROPERTIES, INC.

CRD#: 17120 / SEC#: 8-35004
BD
Cancelled by SEC on 06/19/2018

Contact Information

Established

California since 01/28/1983

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
2000 WORTH H. BAGLEY JR. REV TRUST DTD 6/1/2000TRUST—
SHEA, PETER WILLIAMSHAREHOLDER420778
SMITH, JACK CLARK JRSHAREHOLDER427869
BAGLEY, WORTH HARRINGTON JRCEO, FINOP, CCO, AMLCO1296995

Disclosures

Regulatory Event

13

Arbitration

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 5 — Interest Rate Options Examination

Passed Dec 1981

Series 1 — Registered Representative Examination

Passed Mar 1968

Series 27 — Financial and Operations Principal Examination

Passed Dec 1987About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Sep 1977About the Series 4 exam

Series 00 — General Securities Principal Examination

Passed Jan 1973

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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