AK
Alan C. Kirby
FRED ALGER & COMPANY
Boston, MA 02110
Some features on this profile are disabled
CRD#: 2552817
AK
Professional summary
Alan Crane Kirby is a registered financial professional currently at FRED ALGER & COMPANY, LLC located in Boston, Massachusetts.
Alan is registered as a RR (Registered Representative) and started their career in finance in 1995. Alan has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alan Crane Kirby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 18, 2017 - Present
FRED ALGER & COMPANY, LLC
Office #1: 265 Franklin Street Suite 1603, Boston, MA 02110BD
CRD#: 5300
Boston, MA
Past
January 23, 2006 - June 22, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
October 20, 1997 - November 3, 2005
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
January 3, 1995 - September 24, 1997
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/5/2017)
RR
Alaska(5/5/2017)
RR
Arizona(5/1/2017)
RR
Arkansas(5/5/2017)
RR
California(5/5/2017)
RR
Colorado(3/20/2017)
RR
Connecticut(3/21/2017)
RR
Delaware(5/5/2017)
RR
District of Columbia(3/20/2017)
RR
Florida(3/20/2017)
RR
Georgia(5/5/2017)
RR
Hawaii(5/5/2017)
RR
Idaho(3/20/2017)
RR
Illinois(3/22/2017)
RR
Indiana(5/5/2017)
RR
Iowa(5/5/2017)
RR
Kansas(5/5/2017)
RR
Kentucky(5/5/2017)
RR
Louisiana(3/20/2017)
RR
Maine(3/21/2017)
RR
Maryland(3/20/2017)
RR
Massachusetts(5/5/2017)
RR
Michigan(5/5/2017)
RR
Minnesota(5/5/2017)
RR
Mississippi(5/5/2017)
RR
Missouri(5/5/2017)
RR
Montana(5/5/2017)
RR
Nebraska(5/5/2017)
RR
Nevada(5/5/2017)
RR
New Hampshire(5/5/2017)
RR
New Jersey(5/5/2017)
RR
New Mexico(5/5/2017)
RR
New York(5/5/2017)
RR
North Carolina(5/5/2017)
RR
North Dakota(5/5/2017)
RR
Ohio(3/20/2017)
RR
Oklahoma(5/5/2017)
RR
Oregon(5/5/2017)
RR
Pennsylvania(5/5/2017)
RR
Puerto Rico(3/20/2017)
RR
Rhode Island(5/5/2017)
RR
South Carolina(5/5/2017)
RR
South Dakota(5/5/2017)
RR
Tennessee(5/5/2017)
RR
Texas(5/5/2017)
RR
Utah(5/5/2017)
RR
Vermont(5/5/2017)
RR
Virginia(5/5/2017)
RR
Washington(5/5/2017)
RR
West Virginia(5/5/2017)
RR
Wisconsin(5/5/2017)
RR
Wyoming(5/5/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
FA
FRED ALGER & COMPANY, LLC
FRED ALGER & COMPANY, INCORPORATED | FRED ALGER & COMPANY, LLC
CRD#: 5300 / SEC#: , 8-15900
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
100 Pearl Street 27th Floor, New York, NY, 10004
Mailing Address
100 Pearl Street 27th Floor, New York, NY, 10004
Phone number
(212) 806-8800
Established
Delaware since 10/01/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FRED ALGER & COMPANY, LLC
CRD#: 5300Boston, MA 02110TRUST BUT VERIFY
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