Gus P. Katsafaros
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gus Peter Katsafaros, who also goes by Constantinos Katsafaros, was a registered financial professional .
Gus is a previously registered financial professional and started their career in finance in 1995. Gus had worked at 8 firms and has passed the Series 63, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2011 - July 8, 2014
GLOBAL-AMERICAN INVESTMENTS, INC.
January 14, 2011 - October 28, 2011
OCEAN VIEW CAPITAL, LLC
December 18, 2009 - December 22, 2011
TRANSCEND CAPITAL
June 8, 2005 - April 30, 2009
GLB TRADING, INC
November 20, 2003 - February 18, 2004
SORT SECURITIES, LLC.
July 23, 2003 - November 1, 2005
GLENDALE SECURITIES, INC.
July 20, 1998 - July 9, 2003
INVESTSCAPE INC.
January 9, 1995 - December 31, 1997
DON ALEXANDER INVESTMENTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 2/2/2002
Limited Representative-Equity Trader ExamCurrent Firm
GLOBAL-AMERICAN INVESTMENTS, INC.
CRD#: 41802 / SEC#: , 8-49582
Contact information
Documents
Red Flags
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