Matthew J. Collins
Professional summary
Matthew Jason Collins was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Matthew is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Matthew had worked at 5 firms, which includes ASSET & FINANCIAL PLANNING LTD, PRIME CAPITAL SERVICES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, JWGENESIS SECURITIES INC., GKN SECURITIES CORP..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2005 - March 26, 2012
ASSET & FINANCIAL PLANNING, LTD
April 6, 2001 - March 26, 2012
PRIME CAPITAL SERVICES, INC.
November 7, 1997 - March 28, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 30, 1995 - November 10, 1997
JWGENESIS SECURITIES, INC.
October 21, 1994 - February 1, 1995
GKN SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
ASSET & FINANCIAL PLANNING, LTD
CRD#: 110709 / SEC#: 801-20784
Contact information
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