RC
Robert R. Courser
BROOKSTONE CAPITAL MANAGEMENT LLC
Grand Rapids, MI 49546
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CRD#: 2552567
RC
Professional summary
Robert Ronald Courser, CFP®, who also goes by Ron Courser, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Grand Rapids, Michigan.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Robert has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ron Courser
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RON COURSER & ASSOCIATES POSITION: FINANCIAL ADVISOR NATURE: SALE OF FIXED INSURANCE PRODUCTS AND SECURITIES PRODUCTS. INVESTMENT RELATED: YES NUMBER OF HOURS: 60 INVESTMENT RELATED HOURS: 140 START DATE: 06/24/2008 ADDRESS: 2900 CHARLEVOIX, GRAND RAPIDS MI 49546 DESCRIPTION: WORKING WITH CLIENTS AS THEY PURSUE THEIR FINANCIAL DREAMS, BY CREATING APPROPRIATE INVESTMENT AND RETIREMENT INCOME STRATEGIES FOR THEM. KALOS MANAGEMENT POSITION: INVESTMENT ADVISOR REPRESENTATIVE NATURE: REGISTERED INVESTMENT ADVISOR INVESTMENT RELATED: YES NUMBER OF HOURS: 50 INVESTMENT RELATED HOURS: 50 START DATE: 02/04/2008 ADDRESS: 11525 PARK WOODS CIRCLE, ALPHARETTA GA 30005 DESCRIPTION: INVESTMENT ADVISOR REPRESENTATIVE
CRS (Client Relationship Summary) - RIA
Click below to view Robert Ronald Courser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
January 2, 2020 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 2900 Charlevoix Dr Se Suite 220, Grand Rapids, MI 49546RIA
CRD#: 141413
Grand Rapids, MI
Past
February 4, 2008 - January 2, 2020
KALOS CAPITAL, INC.
BD
CRD#: 44337
GRAND RAPIDS, MI
Past
February 1, 2008 - January 2, 2020
KALOS MANAGEMENT
RIA
CRD#: 133025
GRAND RAPIDS, MI
Past
March 28, 2006 - February 4, 2008
INTERVEST INTERNATIONAL, INC.
RIA
CRD#: 111516
GRAND RAPIDS, MI
Past
March 28, 2006 - February 4, 2008
INTERVEST INTERNATIONAL EQUITIES CORPORATION
BD
CRD#: 20289
GRAND RAPIDS, MI
Past
March 10, 2006 - March 29, 2006
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
GRAND RAPIDS, MI
Past
April 25, 2003 - March 16, 2006
INTERVEST INTERNATIONAL, INC.
RIA
CRD#: 111516
GRAND RAPIDS, MI
Past
April 25, 2003 - March 16, 2006
INTERVEST INTERNATIONAL EQUITIES CORPORATION
BD
CRD#: 20289
COLORADO SPRINGS, CO
Past
May 3, 1999 - April 30, 2003
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
GRAND RAPIDS, MI
Past
May 3, 1999 - April 30, 2003
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
October 27, 1994 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/2/2020)
IAR
Florida(5/26/2020)
IAR
Illinois(1/2/2020)
IAR
Louisiana(1/2/2020)
IAR
Michigan(1/2/2020)
IAR
North Carolina(1/2/2020)
IAR
Oklahoma(1/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413Grand Rapids, MI 49546TRUST BUT VERIFY
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