Kent F. Rice
Professional summary
Kent Franklin Rice, who also goes by Kent F Rice, Kent Rice, is a registered financial advisor currently at HAWKEN WEALTH MANAGEMENT located in Reno, Nevada.
Kent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Kent has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kent Franklin Rice's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2021 - Present
HAWKEN WEALTH MANAGEMENT
February 8, 1995 - September 11, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 8, 1995 - September 11, 1995
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/11/2021)
(3/25/2021)
Exams
Current Firm
HAWKEN WEALTH MANAGEMENT
CRD#: 313385 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 3,120,280 |
Red Flags
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