Timothy M. Gautney
Professional summary
Timothy Michael Gautney was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Timothy is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Timothy had worked at 5 firms, which includes AURA ASSET MANAGEMENT INC., AURA FINANCIAL SERVICES INC., AFS EQUITIES INC., TITAN/VALUE EQUITIES GROUP INC., DMG SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2004 - June 1, 2010
AURA ASSET MANAGEMENT, INC.
September 9, 2003 - December 31, 2004
AURA FINANCIAL SERVICES, INC.
April 29, 1997 - February 16, 2010
AURA FINANCIAL SERVICES, INC.
May 2, 1996 - May 7, 1997
AFS EQUITIES, INC.
March 23, 1995 - May 3, 1996
TITAN/VALUE EQUITIES GROUP, INC.
November 7, 1994 - January 18, 1995
DMG SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 6/6/2001
Limited Representative-Equity Trader ExamCurrent firm
No current employment
Red Flags
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