John H. Blackman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John H Blackman, who also goes by John Herbert Blackman, John H Blackman, John Blackman, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2022 - March 31, 2023
ALLSTATE FINANCIAL SERVICES, LLC
August 9, 2022 - March 31, 2023
ALLSTATE FINANCIAL ADVISORS, LLC
December 17, 2019 - January 25, 2021
ONEAMERICA SECURITIES, INC.
December 17, 2019 - January 25, 2021
ONEAMERICA SECURITIES, INC.
November 3, 2017 - November 2, 2018
SIGMA FINANCIAL CORPORATION
April 3, 2013 - November 25, 2015
PRINCIPAL SECURITIES, INC.
August 3, 2004 - December 31, 2012
PRINCIPAL SECURITIES, INC.
July 27, 2004 - December 31, 2012
PRINCIPAL SECURITIES, INC.
March 11, 2004 - June 21, 2004
FORESTERS EQUITY SERVICES, INC.
December 1, 1998 - December 19, 2003
OSAIC FA, INC.
February 13, 1995 - December 19, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 13, 1995 - December 19, 2003
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
