Melissa J. Crockett

IS CAPITAL MANAGEMENT

Dallas, TX

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CRD#: 2551806

Professional summary

Melissa Jane Crockett is a registered financial advisor currently at IS CAPITAL MANAGEMENT located in Dallas, Texas.

Melissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Melissa has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) THE INDEPENDENT SECURITY COMPANY, INC. - FIXED INSURANCE AGENCY, PRESIDENT, SALES OF FIXED ANNUITIES,LIFE ACC & HEALTH INS POLICIES, ADVISE ON OPENING & ROLLING OVER SINGLE OWNER 401K PLANS, 25% OF TIME SPENT, COMPENSATED BY SALARY AND STOCK DIVs, INCORPORATE SMALL BUSINESSES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Jane Crockett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2020 - Present

IS CAPITAL MANAGEMENT

RIA

CRD#: 306787

Dallas, TX

Past

July 6, 2018 - December 2, 2019

TRUSTMONT ADVISORY GROUP, INC.

RIA

CRD#: 106015

DALLAS, TX

Past

July 6, 2018 - December 2, 2019

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

DALLAS, TX

Past

April 8, 2008 - June 29, 2018

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

ADDISON, TX

Past

May 8, 2006 - June 29, 2018

KOVACK SECURITIES INC.

CRD#: 44848

GARLAND, TX

Past

February 1, 2005 - January 23, 2006

BROKER DEALER FINANCIAL SERVICES CORP.

CRD#: 8073

WEST DES MOINES, IA

Past

December 16, 2004 - December 31, 2004

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

September 21, 1999 - December 16, 2004

TRIAD ADVISORS LLC

RIA

CRD#: 25803

GARLAND, TX

Past

September 21, 1999 - December 16, 2004

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

April 17, 1998 - September 16, 1999

CENTENNIAL CAPITAL MANAGEMENT, INC.

CRD#: 38988

ATLANTA, GA

Past

January 12, 1995 - April 15, 1998

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/13/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/4/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/11/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/9/1997

General Securities Principal Examination

Current Firm

IS CAPITAL MANAGEMENT

IS CAPITAL MANAGEMENT | IS CAPITAL MANAGEMENT, LIMITED LIABILITY COMPANY

CRD#: 306787 / SEC#:

Texas

Registered Investment Advisory firm - (1/13/2020 Approved)

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Contact information

Main Address

Dallas, TX

Mailing Address

Po Box 496239, Garland, TX 75049

Phone number

(972) 240-4588

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 2,769,473

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Melissa J. Crockett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Jane Crockett's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUSTMONT ADVISORY GROUP, INC.

TRUSTMONT FINANCIAL GROUP, INC.

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

BROKER DEALER FINANCIAL SERVICES CORP.

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

CENTENNIAL CAPITAL MANAGEMENT, INC.

ARAGON FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/4/2008

Series 63

Date: 1/10/1995

SIE

Date: 10/1/2018

Series 7

Date: 1/11/1995

Series 24

Date: 6/9/1997

Current Firm

IS CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

IS CAPITAL MANAGEMENT

TRUST BUT VERIFY

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