William E. Rhodes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William E Rhodes, who also goes by William E Rhodes, William Earl Rhodes, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1994. William had worked at 5 firms and has passed the Series 63, Series 7, Series 86 and Series 87 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2011 - March 17, 2014
BOE SECURITIES INC.
July 9, 2008 - February 11, 2009
THE WILLIAMS CAPITAL GROUP, L.P.
September 7, 2001 - October 18, 2005
COMO SECURITIES, INC.
May 21, 2001 - June 6, 2001
FULCRUM GLOBAL PARTNERS LLC
March 8, 2000 - April 4, 2001
THE WILLIAMS CAPITAL GROUP, L.P.
December 20, 1994 - February 25, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
BOE SECURITIES INC.
CRD#: 43486 / SEC#: , 8-50309
Contact information
Documents
Red Flags
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