Paul R. Joyce

MGI FUNDS DISTRIBUTORS

Boston, MA 02110

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CRD#: 2551691

Professional summary

Paul Richard Joyce is a registered financial professional currently at MGI FUNDS DISTRIBUTORS, LLC located in Boston, Massachusetts.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1994. Paul has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Richard Joyce's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2020 - Present

MGI FUNDS DISTRIBUTORS, LLC

Office #1: 99 High Street, Boston, MA 02110

CRD#: 35682

Boston, MA

Past

May 12, 2004 - December 31, 2019

MMC SECURITIES LLC

RIA

CRD#: 103846

BOSTON, MA

Past

January 27, 2004 - December 31, 2019

MMC SECURITIES LLC

CRD#: 103846

BOSTON, MA

Past

February 28, 2002 - September 17, 2002

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

BOSTON, MA

Past

June 22, 2000 - March 1, 2002

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

SEATTLE, WA

Past

November 1, 1996 - June 2, 2000

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Past

November 16, 1994 - November 1, 1996

EATON VANCE DISTRIBUTORS, INC.

CRD#: 8039

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(1/22/2020)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/22/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/31/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/15/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

MGI FUNDS DISTRIBUTORS, LLC

MGI FUNDS DISTRIBUTORS, INC. | OFFIT FUNDS DISTRIBUTOR, INC. | MGI FUNDS DISTRIBUTORS, LLC

CRD#: 35682 / SEC#: , 8-46960

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/30/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS LLC	DIRECTOR OWNER/SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	CHIEF COMPLIANCE OFFICER / VP / TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

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Firm Stability Insights

Paul R. Joyce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Richard Joyce's CRS (Customer Relationship Summary).

Certified licenses

Experience

MMC SECURITIES LLC

MMC SECURITIES LLC

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

EATON VANCE DISTRIBUTORS, INC.

EATON VANCE DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/22/2004

Series 63

Date: 3/31/1995

SIE

Date: 10/1/2018

Series 7

Date: 9/7/2000

Series 6

Date: 11/15/1994

FINRA

Current Firm

MGI FUNDS DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MGI FUNDS DISTRIBUTORS, LLC

TRUST BUT VERIFY

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