TP
Thomas C. Pfeifer
BLACKROCK INVESTMENT MANAGEMENT
Princeton, NJ 08540
Some features on this profile are disabled
CRD#: 2551512
TP
Professional summary
Thomas Carl Pfeifer MR, who also goes by Thomas Carl Pfeifer, Thomas Pfeifer, is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in Princeton, New Jersey and BLACKROCK INVESTMENTS, LLC located in Chicago, Illinois.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Thomas has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Carl Pfeifer | Thomas Pfeifer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Carl Pfeifer MR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 2016 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
Office #1: 1 University Square Drive, Princeton, NJ 08540RIA
CRD#: 108928
Princeton, NJ
Current
January 3, 2012 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 227 W. Monroe Street Suite 4300, Chicago, IL 60606BD
CRD#: 38642
CHICAGO, IL
Past
October 17, 2011 - June 20, 2016
BLACKROCK FUND ADVISORS
RIA
CRD#: 105247
PRINCETON, NJ
Past
October 14, 2011 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
BD
CRD#: 146183
SAN FRANCISCO, CA
Past
July 27, 2006 - October 11, 2011
ALLIANCEBERNSTEIN L.P.
RIA
CRD#: 108477
PHOENIX, AZ
Past
July 27, 2006 - October 11, 2011
ALLIANCEBERNSTEIN INVESTMENTS, INC.
BD
CRD#: 14549
TOWN AND COUNTRY, MO
Past
May 29, 2001 - July 17, 2006
LORD, ABBETT & CO. LLC
RIA
CRD#: 110391
JERSEY CITY, NJ
Past
March 15, 2001 - July 17, 2006
LORD ABBETT DISTRIBUTOR LLC
BD
CRD#: 530
JERSEY CITY, NJ
Past
November 22, 1994 - March 7, 2001
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2012)
RR
Alaska(1/3/2012)
RR
Arizona(1/3/2012)
RR
Arkansas(1/3/2012)
RR
California(1/3/2012)
RR
Colorado(1/3/2012)
IAR
Colorado(11/28/2017)
RR
Connecticut(1/3/2012)
RR
Delaware(1/3/2012)
RR
District of Columbia(1/3/2012)
RR
Florida(1/3/2012)
RR
Georgia(1/3/2012)
RR
Hawaii(1/3/2012)
RR
Idaho(1/3/2012)
RR
Illinois(1/3/2012)
RR
Indiana(1/3/2012)
RR
Iowa(1/3/2012)
RR
Kansas(1/3/2012)
RR
Kentucky(1/3/2012)
RR
Louisiana(1/3/2012)
RR
Maine(1/3/2012)
RR
Maryland(1/3/2012)
RR
Massachusetts(1/3/2012)
RR
Michigan(1/3/2012)
RR
Minnesota(1/3/2012)
RR
Mississippi(1/3/2012)
RR
Missouri(1/3/2012)
RR
Montana(1/3/2012)
RR
Nebraska(1/3/2012)
RR
Nevada(1/3/2012)
RR
New Hampshire(1/3/2012)
RR
New Jersey(1/3/2012)
IAR
New Jersey(5/24/2016)
RR
New Mexico(1/3/2012)
RR
New York(1/3/2012)
RR
North Carolina(1/3/2012)
RR
North Dakota(1/3/2012)
RR
Ohio(1/3/2012)
RR
Oklahoma(1/3/2012)
RR
Oregon(1/3/2012)
RR
Pennsylvania(1/3/2012)
RR
Puerto Rico(1/3/2012)
RR
Rhode Island(1/3/2012)
RR
South Carolina(1/3/2012)
RR
South Dakota(1/3/2012)
RR
Tennessee(1/3/2012)
RR
Texas(1/3/2012)
RR
Utah(1/3/2012)
RR
Vermont(1/3/2012)
RR
Virgin Islands(1/3/2012)
RR
Virginia(1/3/2012)
RR
Washington(1/3/2012)
RR
West Virginia(1/3/2012)
RR
Wisconsin(1/3/2012)
RR
Wyoming(1/3/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1 University Square Drive, Princeton, NJ 08540
Mailing Address
Phone number
(609) 282-2000
Established
Firm type
Fiscal year end
# of Employees
1,457
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928Princeton, NJ 08540TRUST BUT VERIFY
Monitor Thomas Pfeifer
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
