Veronica T. Creps
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Veronica Therese Creps, who also goes by Veronica Faith Creps, Veronica Therese Faith, Veronica Theresa Gaytan, was a registered financial professional .
Veronica is a previously registered financial professional and started their career in finance in 1994. Veronica had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2014 - February 12, 2016
SANDLAPPER SECURITIES, LLC
September 2, 2011 - May 15, 2014
J.J.B. HILLIARD, W.L. LYONS, LLC
August 22, 2011 - May 15, 2014
J.J.B. HILLIARD, W.L. LYONS, LLC
June 1, 2006 - February 18, 2011
UBS FINANCIAL SERVICES INC.
October 21, 2005 - February 18, 2011
UBS FINANCIAL SERVICES INC.
February 4, 2003 - October 10, 2003
SCOTT & STRINGFELLOW, LLC
October 21, 1994 - May 27, 1999
EDGAR M. NORRIS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/31/1998
Limited Representative-Equity Trader ExamCurrent Firm
SANDLAPPER SECURITIES, LLC
CRD#: 137906 / SEC#: , 8-67128
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
